Direct Edge

Results: 492



#Item
441Securities Exchange Act / U.S. Securities and Exchange Commission / Economy of the United States / Financial regulation / Business / United States securities law / Direct Edge / Rebate

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]October 2, 2013 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2013-10-03 08:59:51
442Investment / 73rd United States Congress / United States Securities and Exchange Commission / Self-regulatory organizations / Securities Exchange Act / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Direct Edge / Security / United States securities law / Financial economics / Economy of the United States

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 80C to Exclude All Rights and Warrants From the Single Stock Circuit Breaker Under the Rule

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Source URL: www.sec.gov

Language: English - Date: 2011-11-23 14:13:21
443Financial system / Finance / Financial Industry Regulatory Authority / Financial markets / Securities Exchange Act / U.S. Securities and Exchange Commission / Direct Edge / Securities regulation in the United States / Broker-dealer / United States securities law / Self-regulatory organizations / Financial economics

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2010-05-14 09:45:59
444Chicago Board Options Exchange / Securities Exchange Act / Order / Investment / Financial economics / Finance / Stock market / Economy of the United States / Direct Edge

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]November 5, 2013 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2013-11-06 16:32:58
445Direct Edge / International Securities Exchange / Securities Exchange Act / NASDAQ / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / NYSE Arca / New York Stock Exchange / Chicago Stock Exchange / Economy of the United States / Self-regulatory organizations / United States securities law

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2012-03-30 17:27:19
446Financial regulation / 73rd United States Congress / United States Securities and Exchange Commission / Financial economics / Securities Exchange Act / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Registered representative / Direct Edge / United States securities law / Self-regulatory organizations / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]August 26, 2013 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha

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Source URL: www.sec.gov

Language: English - Date: 2013-08-27 06:46:54
447Financial system / Finance / Financial Industry Regulatory Authority / Financial markets / Securities Exchange Act / U.S. Securities and Exchange Commission / Direct Edge / Securities regulation in the United States / International Securities Exchange / United States securities law / Financial economics / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2010-04-08 13:40:01
448United States Securities and Exchange Commission / Investment / Rebate / Sales promotion / Securities Exchange Act / Direct Edge / U.S. Securities and Exchange Commission / NASDAQ / Stock exchange / Stock market / Economy of the United States / Business

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]September 12, 2013 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha

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Source URL: www.sec.gov

Language: English - Date: 2013-09-12 19:13:21
449Direct Edge / Troy A. Paredes

Microsoft Word - Memo to Secretary--S7[removed]and Flash Crash _MFA_ revised

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Source URL: www.sec.gov

Language: English - Date: 2010-07-20 12:13:57
450United States Securities and Exchange Commission / United States / Financial economics / 73rd United States Congress / Securities Exchange Act / NASDAQ / Chicago Stock Exchange / Direct Edge / OMX / Self-regulatory organizations / Economy of the United States / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]September 17, 2013 Joint Industry Plan; Notice of Filing of Amendment No. 30 to the Joint Self-Regulatory Organization Plan Governing the Colle

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Source URL: www.sec.gov

Language: English - Date: 2013-09-18 07:30:58
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